• Provide Legal support for commercialized financial services through review of promotional and marketing activities to ensure regulatory and legal compliance
• Maintain a deep and current awareness of evolving Financial  regulations and interpretations, advisory comments, enforcement actions and policy issues;
• Effectively partner with Financial Affairs, Regulatory Affairs, Marketing and other Commercial colleagues to ensure promotional labeling, advertisements and educational materials are reviewed in a timely fashion throughout the product life-cycle;
• Collaborate with internal clients at all levels, including but not limited to, Marketing, Managed Markets, Investments, Financial Affairs, and Global colleagues in legal and compliance matters
• Work closely with Corporate Counsel to administer policies, procedures, and guidelines in core compliance areas (such as antikickback, antitrust, antibribery, data privacy & security)
• Perform other legal, administrative and corporate duties upon request

 Responsibilities

• Solutions Analysis: Interpret data and identify possible answers. Involves navigating a wide variety of processes, procedures and precedents.
• Policies and Procedures Development: Develop, test, and maintain procedures and guidelines to support the organization in the implementation of, and compliance with, internal policies and/or external regulations.
• Internal Client Relationship Management: Contribute to the management of partnering relationships with internal clients, building effective working relationships and providing high-quality professional services to support in delivering business strategy and plans.
• Recommendations: Advise managers how to apply a wide variety of existing procedures and precedents.
• Information and Business Advice: Resolve queries from internal or external customers or Investors by providing information on policies and/or procedures, referring complex issues to others.